Credible Best In Class Expertise, Coupled with Strong ExecutionScalable and Sustainable Compliance Risk Management ProgramsStrategic Approach toward Practical and Cost-Effective SolutionsWhat’s Your Business Risk Profile?

Compliance Risk Concepts – Consulting Services

CRC is a business-focused team of senior compliance executives providing top tier compliance risk management services to clients on an as-needed, project or part-time basis.  We provide clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program. We help organizations demonstrate a commitment to a strong risk management culture.

Compliance TV Videos

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Services and Solutions Provided

CRC establishes comprehensive Compliance Risk Management Programs throughout many industry verticals and handles the Compliance needs of both small and large companies.

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Mitch and I first crossed paths almost 15 years ago during our time at UBS where we partnered to develop a then-cutting edge fixed income supervision and surveillance system that incorporated data stored in various front, middle and back office systems. Mitch was an early champion of harnessing technology to resolve regulatory compliance challenges and has continued to break barriers between compliance and technology ever since. Mitch possesses the unique talent to identify solutions that comfortably balance regulatory risk mitigation with the ever-present reflexive resistance and practicality demands of front office personnel. Mitch is one of the brightest minds in the field and my “go-to” compliance sounding board.

  • David Amster
  • Chief Compliance Officer
  • CRT Capital Group LLC
Headquarters - New York

335 Madison Avenue

Suite 800

New York, NY 10017


New Jersey Office

300 Lanidex Plaza

Suite 3103

Parsippany, NJ 07054


Chicago Office

560 West Washington Blvd.

Suite 340

Chicago, IL 60661


Houston Office

12 Greenway Plaza

Suite 1100

Houston, TX 77046