Download the Free Compliance Risk App

The Compliance Risk Concepts (“CRC”) “Hotline” app is designed to be a “real-time” resource for financial services organizations to access “best-in-class” industry expertise to pose questions and issues specific to the ongoing and onerous regulatory compliance responsibilities impacting: FINRA registered broker-dealers, SEC and State registered investment advisers, hedge funds, State chartered and nationally regulated banks, insurance underwriters and private equity firms.

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