Enterprise Compliance Risk Management

Today’s regulatory environment requires the development of a consistent and cohesive approach toward an organization’s overall governance framework. Regulators have stated that “strong” is the new “adequate” as it relates to enterprise compliance programs. With this in mind, CRC specializes in the creation of tailored enterprise compliance risk management programs that fully reconcile to an organization’s governance standards and desire to establish a “culture of compliance.” CRC’s enterprise industry experts have the ability to offer the following end-to-end compliance support services that position an organization for success from the top down and bottom up:

Business Ethics

  • Code of Conduct Program Development and Implementation
  • Code of Conduct Training for Employees
  • Conflict of Interest Questionnaires Development and Implementation
  • Customized Board Ethics Training Development and Delivery
  • Ethics Culture Survey / Assessment

Compliance Operational Risk Assessments

  • Develop Compliance Risk Management Lifecycle Model
  • Develop Risk Ranking Methodology and Impact Analysis
  • Risk Assessment Training Workshops
  • Risk Assessment Execution

Social Media Business and Compliance Optimization

  • Assist clients in setting / establishing a social media “success” strategy
  • Balance commercial opportunities vs. regulatory requirements and internal policies & procedures
  • Interpret current regulatory guidance and develop strategy for compliance with applicable laws & regulation
  • Identify technology solutions that address business and compliance needs
  • Impact analysis on internal resources
  • Policy and Procedure Development
  • Social Media Business Training Delivery and User Adoption Assistance

Compliance Technology Road-mapping

  • Capability Assessment – Critical business and IT functions that directly support Compliance activities
  • Outcome Analysis – Use of Capability Assessment to develop future state strategy
  • Road-mapping – Create an actionable roadmap outlining the key steps necessary to advance compliance capabilities
  • Identify potential Technology Solution Partners – Conduct Request for Proposals (RFPs)
  • Analytics – identify analytics strategies to enable better informed and more timely business decisions.

Training & Development

  • Design and Delivery of specialized / customized Training and Communications to employees
  • Leadership Training and Development for Compliance Professionals and Supervisors

Other Verticals & Services we offer are Financial ServicesResearch Supervisory AnalystTechnology Industry Compliance, Expert Witness ServiceAnti-Corruption & Ethics and Crypto Currency Consulting.

Contact us to schedule a call/meeting to further determine your individualized needs and requirements.