Learn best practices to mitigate the risk for employee, client, third party and vendor due diligence rules in the financial services industry.
As with all new ventures, hiring a firm to partner with comes down to an assessment of not only capabilities but also the soft skills…knowing intuitively how to serve the needs of your organization & what makes it tick. Mitch was able to express the concepts of compliance risk through his unique understanding of our organization’s size and complex business model. His leadership & ability to earn the respect of management and staff has helped us get over the biggest hurdles –buy in & commitment.
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