What: The Division of Examinations issued a Risk Alert with preliminary observations about Marketing Rule […]
Stuart brings over 30 years of experience in the financial services industry serving in financial and […]
Brad Carter is a risk and compliance professional with over 15 years of experience in […]
Becci Sollosy is an accomplished compliance professional with over 18 years of compliance experience. Becci […]
Prior to joining CRC in 2022, Jonathan spent more than a decade as a securities […]
Tim Costello is a regulatory compliance and operations professional with 8 years of experience in […]
Evan Brown is a regulatory compliance and operational professional with 8 years of industry experience. […]
With over 20 years of HR experience across multiple industries, Debbie is an accomplished executive […]
Darren Norwood is an Engagement Manager with over 20 years of experience in the financial […]
Kim Matisoff is a regulatory compliance/operations professional with 10 years experience in the financial service […]
Paige Rand is a Senior Regulatory Compliance Professional at CRC with extensive experience in the […]