Alexis Wiedeman

Regulatory Compliance Professional

Biography

Alexis is a senior compliance officer with experience in investment advisory and broker dealer institutions with a focus on sub advisory due diligence, regulatory exam inquiries, regulatory change execution, third-party risk management, compliance testing, compliance training and review and execution of regulatory filings. Prior to joining CRC, Alexis held compliance positions with Lazard Asset Management, Investcorp, and Cohen & Steers.

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