What: The SEC announced that it settled charges against two investment advisers for making false […]
On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory […]
On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory […]
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(The Economist | May 2019) Excerpt from the article Rise of the No Men The […]
Mitch Avnet shared his thoughts on pharmaceutical compliance and the opioid crisis in the following Law360 […]
You are Cordially Invited to FINRA Happy Hour EventAt CRC, we like to keep it […]
CRC is delighted to sponsor the upcoming 2019 FINRA Annual Conference on May 15-17 in […]
President and Chief Executive Officer of the Investment Adviser Association, Paul Cellupica, has posted a […]
Due Diligence Works, Inc. (DDW) sat down with Mitch Avnet, Founder and Managing Director of […]