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Author: lcolpas

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Compliance/ Risk
August 2, 2017
Turning Up The Heat on Social Media...

When I was a freshman at DeSales University my younger, teenaged sister called me one […]

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Compliance Bulletin...
June 29, 2017
Summer Fun and Q3 Federal Filings For...

As the second quarter of 2017 draws to a close we’ve put graduations behind us […]

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out-with-old
Compliance Bulletin...
January 5, 2017
Out With The Old...In With The New...

COMPLIANCE BULLETIN: OUT WITH THE OLD...IN WITH THE NEWSpotlight On Talent: Lilian Colpas, Senior Compliance […]

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CRC Brochure with Titles: "You've Established the Tone at the Top - Do you know the Mood in The Middle"?
Compliance Bulletin...
November 28, 2016
You’ve Established The Tone At The Top...

COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONSSpotlight On Talent: Lilian Colpas, Senior Compliance Consultant The most recent […]

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A booklet with orange and white text on it.
Industry News...
August 22, 2016
What You Need To Know About Material...

Whether you are a small-town doctor or a powerful hedge fund manager - the SEC […]

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