Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Category: CRC Company Updates

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Beware of the Consulting “Rope-a-Dope”

It’s hard to believe that almost four (4) years ago, my partners and I developed […]

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CRC Among Top 25 Most Recommended Compliance Service Providers

CRC Among Top 25 Most Recommended Compliance Service Providers

Compliance Risk Concepts is honored to be recognized by Enterprise Services Outlook (ES Outlook) as […]

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CRC Enters Mobile Space with New Compliance Hotline App

NEW YORK, NY– Compliance Risk Concepts ("CRC") launches new mobile app for financial service organizations. The […]

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Data Integrity and Governance Roundtable

Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers […]

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Compliance Breakfast Forum: Conflicts of Interest

Join Compliance Science (CSI) and Compliance Risk Concepts (CRC) as we present a Conflicts of […]

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See Ya Lata – Bad Data!

CRC Announces Forthcoming Whitepaper Addressing Data Quality and Data Integrity Issues Impacting Broker-Dealers CRC is […]

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Three Years Later - The Song Remains the Same...

Building a Compliance Professional Services Organization Are we Hipster Chic? This past weekend I frequented […]

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FINRA Technology Upgrade Raises Data Standards for Firms

  Emmanuel Olaoye, Thomson Reuters As the Financial Industry Regulatory Authority embraces the cloud and […]

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Mitch Avnet To Speak At Cleveland Compliance Officer Network Event

  C-CON Cleveland - Compliance Officer Network Location: McDonald Hopkins LLC, 600 Superior Ave, Cleveland, […]

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Mary-Schipro

Former SEC Chairperson, Mary Schapiro Shares Insights

Beautiful day in Washington D.C., as Mitch Avnet had an opportunity to connect with former […]

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