Compliance Risk Concepts: Senior Compliance Consultants & Executives.
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NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
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IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
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Category: CRC Company Updates

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Mitch Avnet Moderates FINRA and SEC Exam Trends Panel at RCA2014

Mitch Avnet had the honor of moderating this year's RCA panel on recent FINRA and SEC exam trends. This is RegEd's 3rd year of hosting the spectacular event, that brings over 100 compliance professionals, industry experts, regulators and industry consultants together under one roof.

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Turning Risk Into Reward | The Electronic Flipbook

In keeping with our overall objective, we are pleased to announce the launch of CRC’s new electronic brochure. This interactive overview provides a consolidated view of client testimonials, our services and solutions and the verticals we currently support.

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Compliance Risk Concepts (CRC) Holds First Compliance Roundtable in NYC

On 10/30/2013, CRC conducted its first industry Compliance Roundtable. Hosted by Barry Barbash, Partner at […]

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Four Points Strives For Regulatory Standard Of Excellence By Partnering With Compliance Risk Concepts

Four Points Capital Partners Llc Announces Partnership With CRC, to create and shape its Compliance Culture in the early stages of its evolution.

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Mitch Invites You Behind The Scenes

Look behind the scenes at how Mitch Avnet and his team are developing business cases to substantiate investments in Compliance technology.

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A Note from Mitch Avnet

One of the primary drivers for Compliance Risk Concepts (CRC) is to raise the awareness […]

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Thomson Reuters partnership

CRC partners with Thomson Reuters, the world's leading source of intelligent information. This is one […]

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