Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Category: Compliance-TV

CRC-TV Sold with Jim Ryan
CRC-TV Sold with Jim Ryan

Sold with Jim Ryan. In this episode of CRC-TV, we hit the streets of NYC with Jim Ryan, Director of […]

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Coming Soon: All New Season of CRC-TV

I Want My CRC-TV! Always ahead of the curve, Compliance Risk Concepts explores the endless opportunities of Compliance and Video […]

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FINRA 2018 Exam Findings Report and Regulatory Update Reminder
FINRA 2018 Exam Findings Report and Regulatory Update Reminder

On December 7, 2018, FINRA released their annual Exam Findings Report. This is an important tool for Member Firms to […]

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compliance-crusader-project
The Compliance Crusader Project

It's a bird. It's a plane. It's the Compliance Crusader! Today is the day! Join us for the Compliance Crusader […]

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CRC-TV Annual Compliance Reviews and CEO Certification

Episode 3: Hosts Mitch Avnet discusses the following information specific to Annual Compliance Reviews and CEO Certification process: · Holistic […]

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interview-with-ian-manocha
CRC-TV Interview with Ian Manocha, CEO of Gresham Computing

During the recent collaboration on: Data Integrity and Governance for FINRA registered broker-dealers: http://goo.gl/lw3v45, Mitch Avnet, Compliance TV host, sat […]

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compliance-hotline-mobile-app
CRC-TV New Compliance Hotline Mobile App for Financial Services

In this episode of Compliance-TV Mitch Avnet and Roland Reyes discuss the launch of the new Compliance Hotline mobile app. […]

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beware-of-the-consulting
CRC-TV Beware of the Consulting “Rope-a-Dope”

Compliance TV In this episode host Mitch Avnet answers the question, what was your goal in establishing Compliance Risk Concepts […]

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lowering-your-cost-of-compliance
Lowering Your Cost Of Compliance

With regulatory aggressiveness at historically high levels. Financial institutions must rethink how they thread the compliance needle and reshape the […]

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