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    • Home
    • About CRC
      • Testimonials
      • Executive Leadership and Team
        • Mitch Avnet
        • Jaclyn Bowdren
        • David J. Amster
        • Roland Reyes
      • The Electronic Flipbook
    • Compliance Problem
    • Service Model & Verticals
      • Broker Dealer Compliance Services
      • SEC and State Registered Investment Adviser Support
      • National Futures Association (NFA) Compliance Support
      • Enterprise Compliance Risk Management
      • Financial Operational Principal (FINOP) Services
      • Blockchain Assets and Cryptocurrency Consulting
      • Research Supervisory Analyst (SA) Services
      • Expert Witness Services
      • FinTech Compliance
      • Anti-Corruption and Ethics
      • Risk Resource Solutions
      • Independent Due Diligence
      • Money Services Businesses
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    CRC Company Updates

    Home » CRC Company Updates
     Mitch Avnet Discusses the Evolution of Communication with DDW
    By CRC
    In Broker Dealer, Compliance/ Risk Management, CRC Company Updates
    Posted February 7, 2019

    Mitch Avnet Discusses the Evolution of Communication with DDW

    Due Diligence Works, Inc. (DDW) sat down with Mitch Avnet, Founder and Managing Director of Compliance Risk Concepts, to discuss the evolution of communication, particularly as it relates to [...]

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     James K. Ryan, Former SVP of Sales at Reg Ed to Spearhead Business Development Efforts at Compliance Risk Concepts LLC
    By CRC
    In CRC Company Updates, Industry News
    Posted February 5, 2019

    James K. Ryan, Former SVP of Sales at Reg Ed to Spearhead Business Development Efforts at Compliance Risk Concepts LLC

    NEW YORK, NY /PRESS RELEASE/ – Building on its leadership position in the compliance professional services sector, Compliance Risk Concepts LLC (CRC) today announced the hire of James (Jim) [...]

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     The Compliance Crusader Project
    By CRC
    In Compliance-TV, CRC Company Updates
    Posted September 18, 2018

    The Compliance Crusader Project

    It’s a bird. It’s a plane. It’s the Compliance Crusader! Today is the day! Join us for the Compliance Crusader Project, a short journey behind the mask and inside the intrigue [...]

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     Monitoring and Surveillance Symposium For Broker-Dealers
    By CRC
    In Conferences and Events, CRC Company Updates
    Posted August 15, 2018

    Monitoring and Surveillance Symposium For Broker-Dealers

    Join Abel Noser and Compliance Risk Concepts September 5th for the Monitoring and Surveillance Symposium for Broker-Dealers. This afternoon symposium is intended to be a fully interactive session [...]

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     Compliance Risk Concepts Launches New Website, Commemorating 5-Year Anniversary
    By CRC
    In CRC Company Updates, Industry News
    Posted August 9, 2018

    Compliance Risk Concepts Launches New Website, Commemorating 5-Year Anniversary

    Compliance Risk Concepts, LLC, a business-focused team of seasoned compliance professionals providing top tier compliance risk management services, has launched its new website in honor of its [...]

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     IFP Selects CRC For New Broker-Dealer Filing
    By CRC
    In Broker Dealer, CRC Company Updates
    Posted June 22, 2018

    IFP Selects CRC For New Broker-Dealer Filing

    TAMPA, Fla., 06/18/2018 –Independent Financial Partners (IFP) has chosen Compliance Risk Concepts (CRC) to implement its broker-dealer filing. The Tampa-based RIA announced on April 6 its [...]

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     Sterling FinServ Summit: Mitch Avnet Joins Fireside Chat with Former FINRA Chief of Enforcement, J. Bradley Bennett
    By CRC_admin
    In Conferences and Events, CRC Company Updates
    Posted May 29, 2018

    Sterling FinServ Summit: Mitch Avnet Joins Fireside Chat with Former FINRA Chief of Enforcement, J. Bradley Bennett

    Sterling Talent Solutions and Compliance Risk Concepts invite you to join us on Wednesday, June 13th for the Sterling Financial Services Summit: Human Capital and Compliance – Bridging the [...]

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