Compliance Risk Concepts: Senior Compliance Consultants & Executives.
Headquarters: NY
NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
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Chicago
IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
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Houston
TX Office
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Beverly Hills
CA Office
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Irvine
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Portland
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Category: Industry News

bitcoin
SEC Asks for Public Comments on How Characteristics of Digital Assets Impact the Custody Rule

President and Chief Executive Officer of the Investment Adviser Association, Paul Cellupica, has posted a […]

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James K Ryan
James K. Ryan, Former SVP of Sales at Reg Ed to Spearhead Business Development Efforts at Compliance Risk Concepts LLC

NEW YORK, NY /PRESS RELEASE/ - Building on its leadership position in the compliance professional […]

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coinbase-news
News Update: Coinbase Hires Jeff Horowitz to Lead Compliance Initiative as CCO

Coinbase, who recently acquired broker-dealer Keystone Capital Corp in June 2018, announced the addition of […]

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new crc website launch
Compliance Risk Concepts Launches New Website, Commemorating 5-Year Anniversary

Compliance Risk Concepts, LLC, a business-focused team of seasoned compliance professionals providing top tier compliance […]

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finra-notice-18-20
News Update: FINRA Notice 18-20

Background and Summary On July 6, 2018, FINRA published Notice 18-20 regarding member firm involvement […]

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financial-regulations
ADV Regulatory Changes For Investment Advisers

On October 1, 2017, regulatory changes go into effect for investment advisers. The amended Form […]

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consulting-solutions-team-up-to-serve
Compliance Risk Concepts and NexTier Consulting Solutions Team Up To Serve Investment Management Community

NEW YORK (NEW YORK) | CHICAGO (ILLINOIS) Compliance Risk Concepts ("CRC"), a top-tier compliance consulting […]

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and-phocion-investment-services-formalize-strategic-alliance
Compliance Risk Concepts and Phocion Investment Services Formalize Strategic Alliance

NEW YORK (NEW YORK) | MONTREAL (CANADA) Compliance Risk Concepts ("CRC"), a top tier compliance […]

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moving-boxes-address
Compliance Risk Concepts NYC Headquarters Is Moving

  It is with great enthusiasm that Compliance Risk Concepts (CRC) is proud to announce […]

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dan-dorsky-bw
Dan Dorsky To Lead Anti-Corruption And Ethics Practice At Compliance Risk Concepts

NEW YORK, Oct. 25, 2016 /PRNewswire/ -- Expanding its scope of compliance specialties to Anti-Corruption […]

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