Compliance Risk Concepts: Senior Compliance Consultants & Executives.
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Stay Up to Date With CRC Blog

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.
Spotlight On Talent: Kevin Wheeler On NY's Virtual Currency Regulation

The State of New York recently passed legislation requiring those transacting in virtual currency to […]

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FINRA Technology Upgrade Raises Data Standards for Firms

  Emmanuel Olaoye, Thomson Reuters As the Financial Industry Regulatory Authority embraces the cloud and […]

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Exploring Opportunities for Compliance Lawyers and Consultants

What Help Do Compliance Clients Need? By Lori Tripoli Law Practice Management Expert Even as […]

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Mitch Avnet To Speak At Cleveland Compliance Officer Network Event

  C-CON Cleveland - Compliance Officer Network Location: McDonald Hopkins LLC, 600 Superior Ave, Cleveland, […]

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Former SEC Chairperson, Mary Schapiro Shares Insights

Beautiful day in Washington D.C., as Mitch Avnet had an opportunity to connect with former […]

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MassMutual Life Insurance Co. Makes Move For Improved Governance and Consistency Across Actuarial and Risk Functions

This article originally published by The Global Association of Risk Professionals (GARP) Massachusetts Mutual Life […]

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Financial Services Firms Get New View For Compliance Programs

In a non-exclusive co-branding agreement, Compliance Risk Concepts and FinWebTech have teamed up to provide […]

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Electronic Communications Surveillance Platforms: Checking The Box or Providing Value?

As a Former Chief Compliance Officer, I am frequently asked by my clients to help […]

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RegEd Compliance Alliance Conference

  RegEd 2015 Compliance Alliance Client Conference Date: May 4-6, 2015 Location: Raleigh Marriott City […]

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BlackRock Charged By SEC With Failing to Disclose Conflict of Interest

Washington D.C., April 20, 2015 — The Securities and Exchange Commission today charged BlackRock Advisors […]

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