The State of New York recently passed legislation requiring those transacting in virtual currency to […]
Emmanuel Olaoye, Thomson Reuters As the Financial Industry Regulatory Authority embraces the cloud and […]
What Help Do Compliance Clients Need? By Lori Tripoli Law Practice Management Expert Even as […]
C-CON Cleveland - Compliance Officer Network Location: McDonald Hopkins LLC, 600 Superior Ave, Cleveland, […]
Beautiful day in Washington D.C., as Mitch Avnet had an opportunity to connect with former […]
This article originally published by The Global Association of Risk Professionals (GARP) Massachusetts Mutual Life […]
In a non-exclusive co-branding agreement, Compliance Risk Concepts and FinWebTech have teamed up to provide […]
As a Former Chief Compliance Officer, I am frequently asked by my clients to help […]
RegEd 2015 Compliance Alliance Client Conference Date: May 4-6, 2015 Location: Raleigh Marriott City […]
Washington D.C., April 20, 2015 — The Securities and Exchange Commission today charged BlackRock Advisors […]
