Compliance Risk Concepts
Client Login
Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Stay Up to Date With CRC Blog

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.
IAA2017WebinarBanner2
Webinar - Risk, Mitigation and Insurance Issues for Investment Advisers

  Mitch Avnet to present at upcoming IAA 2017 webinar series, Risk, Mitigation and Insurance […]

Read More
what-are-the-secs-priorities
Part 3 of 3: It's 2017, What Are The SEC’s Priorities?

Assessing Market-Wide Risks Spotlight On Talent: Portia Amato, Compliance Officer  This is the third installment […]

Read More
lower-research-costs
Compliance Pro-Tip: Lowering Your Research Costs

Looking for an easy way to lower the operating costs of your Research Department? Consider […]

Read More
Part 2 of 3: It's 2017, What Are The SEC’s Priorities?

Risks Specific To Senior Investors and Retirement Investments Spotlight On Talent: Portia Amato, Compliance Officer  […]

Read More
2017-sec-600-2
Part 1 of 3: It's 2017, What Are The SEC’s Priorities?

Examining matters of importance to retail investors Spotlight On Talent: Portia Amato, Compliance Officer  By […]

Read More
Bulletin: FINRA 2017 Regulatory and Examination Priorities Letter

Sometimes, Being Two-Faced is a Good Thing… Spotlight On Talent: David Amster, Principal and Head […]

Read More
Anti-Bribery Regulation and Enforcement: Are Things About to Change?

Spotlight On Talent: Dan Dorsky, Principal and Head of Anti-Corruption and Ethics These are fascinating […]

Read More
out-with-old
Out With The Old...In With The New

COMPLIANCE BULLETIN: OUT WITH THE OLD...IN WITH THE NEW Spotlight On Talent: Lilian Colpas, Senior […]

Read More
hpe-roundtable
Information Governance Financial Regulatory Compliance Roundtable

Join the Hewlett Packard Enterprise solution team and Compliance Risk Concepts (CRC) at the HPE […]

Read More
You’ve Established The Tone At The Top – Do You Know The Mood In The Middle?

COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONS Spotlight On Talent: Lilian Colpas, Senior Compliance Consultant The most […]

Read More
1 11 12 13 14 15 21
Copyright Compliance Risk Concepts | All Rights Reserved © 2023 | Privacy Policy
magnifier