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Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

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Compliance Bulletin...
Out With The Old...In With The New

COMPLIANCE BULLETIN: OUT WITH THE OLD...IN WITH THE NEWSpotlight On Talent: Lilian Colpas, Senior Compliance […]

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Conferences and
Information Governance Financial Regulatory Compliance Roundtable

Join the Hewlett Packard Enterprise solution team and Compliance Risk Concepts (CRC) at the HPE […]

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CRC Brochure with Titles: "You've Established the Tone at the Top - Do you know the Mood in The Middle"?
Compliance Bulletin...
You’ve Established The Tone At The Top –...

COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONSSpotlight On Talent: Lilian Colpas, Senior Compliance Consultant The most recent […]

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dont-be-a-turkey
Broker Dealer...
Broker Dealers, Don’t Be A Turkey. Complete Your...

With the end of 2016 just days away, 2017 will be here before you know […]

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CRC Company...
Compliance Risk Concepts NYC Headquarters Is Moving

  It is with great enthusiasm that Compliance Risk Concepts (CRC) is proud to announce […]

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Compliance Bulletin...
Bulletin: Hedge Fund Rocked By Bribery Investigation By...

by Dan Dorsky, Principal, Anti-Corruption and Ethics Practice. An enforcement action jarring the financial services […]

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CRC Company...
Dan Dorsky To Lead Anti-Corruption And Ethics Practice...

NEW YORK, Oct. 25, 2016 /PRNewswire/ -- Expanding its scope of compliance specialties to Anti-Corruption […]

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Compliance Bulletin...
Who You Callin' A Fiduciary???

COMPLIANCE BULLETIN: DOL FIDUCIARY RULE Spotlight On Talent: David Amster, Principal and Head of Fund […]

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crc-headshot-amster
Compliance/ Risk...
David J. Amster hired as Principal and Head...

Building on its team of compliance advisory professionals, Compliance Risk Concepts, LLC (CRC) has hired […]

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timetoknow
Broker Dealer...
E&O: Are You In The Know?

Several times over the past decade FINRA has indicated they may be considering making it […]

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Industry News...
What You Need To Know About Material Non-Public...

Whether you are a small-town doctor or a powerful hedge fund manager - the SEC […]

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Compliance Risk...
Beware of the Consulting “Rope-a-Dope”

It’s hard to believe that almost four (4) years ago, my partners and I developed […]

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CRC Among Top 25 Most Recommended Compliance Service Providers
Compliance Risk...
CRC Among Top 25 Most Recommended Compliance Service...

Compliance Risk Concepts is honored to be recognized by Enterprise Services Outlook (ES Outlook) as […]

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compliance hotline app
Compliance/ Risk...
CRC Enters Mobile Space with New Compliance Hotline...

NEW YORK, NY– Compliance Risk Concepts ("CRC") launches new mobile app for financial service organizations. The […]

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Broker Dealer...
Data Integrity and Governance Roundtable

Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers […]

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