How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
COMPLIANCE BULLETIN: OUT WITH THE OLD...IN WITH THE NEWSpotlight On Talent: Lilian Colpas, Senior Compliance […]
Join the Hewlett Packard Enterprise solution team and Compliance Risk Concepts (CRC) at the HPE […]
COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONSSpotlight On Talent: Lilian Colpas, Senior Compliance Consultant The most recent […]
With the end of 2016 just days away, 2017 will be here before you know […]
It is with great enthusiasm that Compliance Risk Concepts (CRC) is proud to announce […]
by Dan Dorsky, Principal, Anti-Corruption and Ethics Practice. An enforcement action jarring the financial services […]
NEW YORK, Oct. 25, 2016 /PRNewswire/ -- Expanding its scope of compliance specialties to Anti-Corruption […]
COMPLIANCE BULLETIN: DOL FIDUCIARY RULE Spotlight On Talent: David Amster, Principal and Head of Fund […]
Building on its team of compliance advisory professionals, Compliance Risk Concepts, LLC (CRC) has hired […]
Several times over the past decade FINRA has indicated they may be considering making it […]
Whether you are a small-town doctor or a powerful hedge fund manager - the SEC […]
It’s hard to believe that almost four (4) years ago, my partners and I developed […]
Compliance Risk Concepts is honored to be recognized by Enterprise Services Outlook (ES Outlook) as […]
NEW YORK, NY– Compliance Risk Concepts ("CRC") launches new mobile app for financial service organizations. The […]
Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers […]