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Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.
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Beware of the Consulting “Rope-a-Dope”

It’s hard to believe that almost four (4) years ago, my partners and I developed […]

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CRC Among Top 25 Most Recommended Compliance Service Providers

Compliance Risk Concepts is honored to be recognized by Enterprise Services Outlook (ES Outlook) as […]

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CRC Enters Mobile Space with New Compliance Hotline App

NEW YORK, NY– Compliance Risk Concepts ("CRC") launches new mobile app for financial service organizations. The […]

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Data Integrity and Governance Roundtable

Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers […]

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Compliance Breakfast Forum: Conflicts of Interest

Compliance Breakfast Forum: Conflicts of Interest Join Compliance Science (CSI) and Compliance Risk Concepts (CRC) […]

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Regulatory Compliance Series - Data Integrity and Governance [whitepaper]

Today, there is a new paradigm of regulatory expectations, creating increasingly daunting compliance and operational […]

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Thomson Reuters Financial and Risk Summit

  Thomson Reuters Annual Financial and Risk Summit in New York Date: May 4, 2016 […]

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See Ya Lata – Bad Data!

CRC Announces Forthcoming Whitepaper Addressing Data Quality and Data Integrity Issues Impacting Broker-Dealers CRC is […]

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What to Do—and Not Do—at Your Next SEC Exam

Navigating Your Next SEC Exam Experienced and skilled compliance officers are adept at managing almost […]

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Webinar: Navigating Your Next SEC Exam

Compliance Science, Inc. is hosting a February webinar entitled, "Navigating Your Next SEC Exam". The […]

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