COMPLIANCE BULLETIN: DOL FIDUCIARY RULE Spotlight On Talent: David Amster, Principal and Head of Fund […]
Building on its team of compliance advisory professionals, Compliance Risk Concepts, LLC (CRC) has hired […]
Several times over the past decade FINRA has indicated they may be considering making it […]
Whether you are a small-town doctor or a powerful hedge fund manager - the SEC […]
It’s hard to believe that almost four (4) years ago, my partners and I developed […]
Compliance Risk Concepts is honored to be recognized by Enterprise Services Outlook (ES Outlook) as […]
NEW YORK, NY– Compliance Risk Concepts ("CRC") launches new mobile app for financial service organizations. The […]
Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers […]
Join Compliance Science (CSI) and Compliance Risk Concepts (CRC) as we present a Conflicts of […]
Today, there is a new paradigm of regulatory expectations, creating increasingly daunting compliance and operational […]
Thomson Reuters Annual Financial and Risk Summit in New York Date: May 4, 2016 […]
CRC Announces Forthcoming Whitepaper Addressing Data Quality and Data Integrity Issues Impacting Broker-Dealers CRC is […]
Navigating Your Next SEC Exam Experienced and skilled compliance officers are adept at managing almost […]
Compliance Science, Inc. is hosting a February webinar entitled, "Navigating Your Next SEC Exam". The […]
FSO Knowledge Xchange is hosting its exclusive Governance, Risk Management, and Compliance Breakfast Briefing on February 25th, […]
