Compliance Blog - Compliance Risk Concepts

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Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

SEC 2013 Exam Priorities Announced...

Corporate Governance and Enterprise Risk Management are high on the list. Read More.

Developing Metrics

The ability for Compliance Departments to effectively monitor, measure program effectiveness and provide impactful analysis / reporting is more critical than ever. Being tasked with these requirements has proven to be an extremely burdensome undertaking for most organizations. This is due to the fact that the information needed to provide metrics often exists across multiple […]

Regulatory Change Management

Given the depth and breadth of regulatory change in our industry, organizations are challenged more than ever in terms of how to process, manage and execute on applicable requirements. This need has created an opportunity for technology providers to develop “workflow” tools that enable the identification, dissemination and impact analysis of changes in the regulatory […]

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