Compliance Risk Concepts: Senior Compliance Consultants & Executives.
Headquarters: NY
NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
View Details
Chicago
IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
View Details
Houston
TX Office
View Details
Beverly Hills
CA Office
View Details
Irvine
CA Office
View Details
Portland
OR Office
View Details

Stay Up to Date With CRC Blog

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.
crcdoor
Four Points Strives For Regulatory Standard Of Excellence By Partnering With Compliance Risk Concepts

Four Points Capital Partners Llc Announces Partnership With CRC, to create and shape its Compliance Culture in the early stages of its evolution.

Read More
risk-management-thumb
Broker-Dealers: Is Your “Regulatory” House in Order?

CRC Service Spotlight: 3012 / 3130 Testing and Certification Annually, FINRA member broker-dealers are required […]

Read More
crcvideo
Mitch Invites You Behind The Scenes

Look behind the scenes at how Mitch Avnet and his team are developing business cases to substantiate investments in Compliance technology.

Read More
increased
Are you Insecure? – The First Step is Acknowledging You Need Help!

As members of the Financial Services Industry, we find ourselves in the position of having an inordinate amount of confidential information at our disposal...

Read More
dfa-room
SUMMARY :: Dodd-Frank Trade Reconstruction Roundtable

Summary:  Dodd-Frank Trade Reconstruction Expert Panel INTRODUCTION On June 5th, 2014, Bloomberg Vault and Compliance […]

Read More
dont-hateautomate
Don’t Hate – Automate!

Compliance, Operational and Financial Risk teams face complex challenges in creating appropriate “control” environments. Many […]

Read More
Mitch Avnet
A Note from Mitch Avnet

One of the primary drivers for Compliance Risk Concepts (CRC) is to raise the awareness […]

Read More
Thomson Reuters partnership

CRC partners with Thomson Reuters, the world's leading source of intelligent information. This is one […]

Read More
Big-Data-1
What's the Big Deal about Big Data?

When I first heard the term "Big Data" a few years ago, I immediately thought […]

Read More
sosalesman
EGRC Solutions or Snake Oil ?

Beware of "Snake Oil Salesmen" As is the case with any growing industry sector, the […]

Read More
Copyright Compliance Risk Concepts | All Rights Reserved © 2021 | Privacy Policy
magnifier