Compliance Risk Concepts
Client Login
Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Stay Up to Date With CRC Blog

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

Contact Us
Regulatory Update
State Enforcement Outlook 2026: Key Trends from NASAA’s...

OVERVIEW As regulators prepare for a more complex and technology-driven enforcement landscape in 2026, NASAA’s […]

Read More
Industry News...
Understanding the FSI No-Action Letter: What It Does—and...

The SEC Staff’s recent no-action letter to the Financial Services Institute (FSI) has raised important […]

Read More
Regulatory Update
New SEC No-Action Letter on Crypto Custody: What...

Custody of crypto assets has long been one of the most challenging areas for regulated […]

Read More
Monthly Regulatory
Monthly Regulatory Summary (August 2025)

As the regulatory landscape is constantly evolving, CRC is issuing its monthly review and summary […]

Read More
Regulatory Update
Beyond Howey: Navigating Digital Asset Compliance in a...

Executive Summary The Securities and Exchange Commission (SEC) has announced the creation of the President’s […]

Read More
Regulatory Update
SEC Enforcement Action Update: Fee Transparency and Private...

Who What When Why This Matters How CCOs Should Respond Despite the vacation of the […]

Read More
Regulatory Update
Digital Assets in 2025: Reconciling Policy Posture with...

Executive Summary 2025 has introduced a nuanced and evolving regulatory landscape for digital assets. While […]

Read More
Regulatory Update
NASAA Proposes Updates to Marketing Rules

WHO WHAT WHEN WHERE WHY HOW The proposed model rule changes include: Implications for State‑Registered […]

Read More
Regulatory Update
Regulatory News Update: FinCEN Delays Effective Date of...

Who The Financial Crimes Enforcement Network (“FinCEN”), a bureau of the U.S. Department of the […]

Read More
Regulatory Update
Regulatory Reset: What the SEC’s Withdrawal of 14...

Introduction: A Turning Point for Regulatory Strategy Published by CRC, July 2025 On June 12, […]

Read More
Regulatory Update
Custody Reinstated: What the Return of Bank Crypto...

Published by CRC | July 2025 Executive Summary Beginning in 2020, under Acting Comptroller Brooks, […]

Read More
Monthly Regulatory
Monthly Regulatory Summary (June 2025)

As the regulatory landscape is constantly evolving, CRC is issuing its monthly review and summary […]

Read More
Industry News
Compliance Risk Concepts (CRC) Acquires Oyster Consulting

The acquisition doubles the size and scope of the firm, providing added bandwidth, service verticals […]

Read More
CRC-SEC-Chairman-Atkins-June-2025-Testimony-in-Context
Industry News
A New Direction for Digital Asset Regulation: SEC...

On June 3, 2025, SEC Chairman Paul S. Atkins delivered testimony before the United States […]

Read More
Exterior view of the U.S. Securities and Exchange Commission building with flags
Regulatory Update
Breaking News Update: SEC Chair Paul Atkins Provides...

What: SEC Chairman Paul S. Atkins delivered testimony before the U.S. Senate Appropriations Subcommittee, outlining […]

Read More
Copyright Compliance Risk Concepts | All Rights Reserved © 2023 | Privacy Policy
magnifier