On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory […]
On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory […]
Mitch Avnet had the privilege of moderating a session on “Compliance Trends in Advisor Communications” at Hearsay Summit this year. The session was well attended by compliance officers from enterprise wealth management and insurance companies whose respective organizations have taken a careful, thoughtful and pragmatic approach to enable advisors to communicate with clients and prospects over multiple channels.
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(The Economist | May 2019) Excerpt from the article Rise of the No Men The […]
Mitch Avnet shared his thoughts on pharmaceutical compliance and the opioid crisis in the following Law360 […]
You are Cordially Invited to FINRA Happy Hour EventAt CRC, we like to keep it […]
CRC is delighted to sponsor the upcoming 2019 FINRA Annual Conference on May 15-17 in […]
President and Chief Executive Officer of the Investment Adviser Association, Paul Cellupica, has posted a […]
