Compliance Risk Concepts
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Compliance Risk Concepts: Senior Compliance Consultants & Executives.
  • Compliance Risk Concepts: Senior Compliance Consultants & Executives.crc-is-one-of-the-fastest-growing-private-companies
  • Turning Risk Into Reward For Your Organization

    CRC is a business-focused team of senior compliance executives providing top-tier compliance rick management services to clients on an as-needed, project or part-time basis.
  • Stop Hunting and
    Gathering and Start 
    Analyzing and Guiding

    Organizations are utilizing highly qualified /Skilled human capital to Essentially act as "Aggregators". Compliance Rick Professionals have less time to focus of the project risk management tasks.
  • CRC Professional Services Model & Verticals

    We are a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management throughout many industry verticals.

Compliance Risk Concepts

CRC is a business-focused team of senior compliance consultants and executives who furnish top-tier compliance advisory services to clients on an as-needed, project or part-time basis. We provide our clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program. We help organizations demonstrate a commitment to a strong risk management culture. We bring a unique tailored approach to help our clients succeed in today’s challenging regulatory and economic environment, enabling and empowering our clients to manage the “cost of compliance” without sacrificing the necessary infrastructure and control environment.
We Handle Needs of Both

Small & Large Companies

For small companies that operate modest in-house compliance support groups or that have appointed a front officer producer to serve as CCO, CRC handles ongoing, routine compliance matters at a fraction of the cost of traditional resources (e.g., headcount increases, consulting with outside counsel on compliance-related matters). For larger companies that employ a CCO, General Counsel or more robust in-house staff, we serve in an overflow capacity, acting as an extension of the in-house team to ensure your compliance program is properly functioning, manage spikes in workload or address underserved areas of your business.

The Compliance

The Problem at its Core:
Organizations are struggling AND failing to establish adequate compliance with operational risk management programs

During the past decade, financial services providers have experienced an exponential increase in regulatory scrutiny. Beginning with the 2008 financial crisis, regulators have ratcheted up their expectations with respect to the degree to which firms must focus on compliance and risk as well as the resources that must be devoted to such endeavors.
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Service Model & Verticals

We offer compliance consulting services in the following areas:
  • Broker Dealer Compliance Services
  • SEC and State Registered Investment Adviser Support
  • National Futures Association (NFA) Compliance Support
  • Enterprise Compliance Risk Management
  • Financial and Operations Principal (FinOp) Services
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What Our Clients Say

  • "This is your testimonial text. Keep it short, simple, and to the point. This is a pretty good length."
    Jane Doe
    Jarvis Web Solutions Ltd.
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