Regulatory Compliance Professional
Emily is a regulatory compliance professional with over 15 years of experience in the financial industry. She previously managed compliance programs in her roles as Compliance Officer at Walton Street Capital and Vice President at Delaware Street Capital.
Most recently Emily has evaluated compliance programs and annual reviews for real estate, private equity and hedge funds. She has experience implementing annual reviews and forensic testing, administering online trading programs and drafting and revising firm policies and procedures. She also has extensive experience reviewing and revising marketing materials for several types of alternative investments.
Emily holds a Bachelor of Fine Arts degree from Drake University