What: The proposed rule would require some investment advisers to apply certain anti-money-laundering and countering […]
New York, NY— Sept. 10, 2013 —Four Points Capital Partners LLC (“Four Points”), a New York based independent brokerage firm announced a partnership today with Compliance Risk Concepts ("CRC") in an ongoing effort to develop and maintain a strategic approach toward its compliance program.
“We continue to operate in a difficult environment and have sought the expert support and guidance of CRC to help us navigate the regulatory landscape.” said Michael Martino, Chief Executive Officer of Four Points Capital Partners LLC . “We are excited about this partnership and the opportunity CRC brings to Four Points to continue a successful trajectory while maintaining compliance as a cornerstone of our foundation.”
“Four Points has an incredible opportunity to create and shape its Compliance Culture in the early stages of its evolution – positioning itself for long term, sustainable and scalable success,”, said Mitch Avnet, Founding and Managing Partner of CRC. “CRC’s mission is to help firms like Four Points who strive for excellence, not just in client service, but also in regulatory standards of excellence.”
Four Points Capital Partners LLC., members of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), are focused on delivering the highest level of customer service, the finest range of financial products and an array of customized solutions to meet the needs of today’s discerning investors.