Compliance Risk Concepts: Senior Compliance Consultants & Executives.
Headquarters: NY
NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
View Details
Chicago
IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
View Details
Houston
TX Office
View Details
Beverly Hills
CA Office
View Details
Irvine
CA Office
View Details
Portland
OR Office
View Details

Four Points Strives For Regulatory Standard Of Excellence By Partnering With Compliance Risk Concepts

Four Points Strives For Regulatory Standard Of Excellence By Partnering With Compliance Risk Concepts

New York, NY— Sept. 10, 2013 —Four Points Capital Partners LLC (“Four Points”), a New York based independent brokerage firm announced a partnership today with Compliance Risk Concepts ("CRC") in an ongoing effort to develop and maintain a strategic approach toward its compliance program.

We continue to operate in a difficult environment and have sought the expert support and guidance of CRC to help us navigate the regulatory landscape.” said Michael Martino, Chief Executive Officer of Four Points Capital Partners LLC . “We are excited about this partnership and the opportunity CRC brings to Four Points to continue a successful trajectory while maintaining compliance as a cornerstone of our foundation.

Four Points has an incredible opportunity to create and shape its Compliance Culture in the early stages of its evolution – positioning itself for long term, sustainable and scalable success,”, said Mitch Avnet, Founding and Managing Partner of CRC. “CRC’s mission is to help firms like Four Points who strive for excellence, not just in client service, but also in regulatory standards of excellence.”
Four Points Capital Partners LLC

Four Points Capital Partners LLC., members of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), are focused on delivering the highest level of customer service, the finest range of financial products and an array of customized solutions to meet the needs of today’s discerning investors.

RECENT POSTS

Copyright Compliance Risk Concepts | All Rights Reserved © 2021 | Privacy Policy
magnifier