Investment Advisers 2018 Regulatory Review and 2019 Outlook

 In Compliance Bulletin, Compliance/ Risk Management

With 2018 in the rear-view mirror and 2019 underway, we find ourselves in a position to look back across the regulatory landscape on what transpired over the course of last year in an effort to anticipate what this New Year may bring for Investment Advisers.

For those who are pressed for time, we’ve narrowed down the bare necessities into this 2 minute Fast Facts video, press play and enjoy!

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