Mitch Avnet To Moderate Bloomberg Vault Webinar August 21st
Bloomberg Vault Webinar: Trade Reconstruction for Compliance Officers WHEN: Thursday August 21 1:00pm-2:00pm EDT Presented By: Harald Collet Global Head of Bloomberg Vault Moderated By: Mitch Avnet Managing Partner, Compliance Risk Concepts OVERVIEW: It’s only a matter of time before regulators begin requesting trade reconstruction in conjunction with regulatory exams. Are your systems ready? Join Bloomberg Vault for a webinar, Trade Reconstruction for Compliance Officers, and learn what you need to do to ensure your process is CFTC-compliant. 
Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
State Trust Companies, Regulatory Evolution, and the Long Journey Toward Durable Digital Asset Markets How […]
Artificial intelligence and automated decision tools are rapidly becoming embedded in the operational and compliance […]
Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
State Trust Companies, Regulatory Evolution, and the Long Journey Toward Durable Digital Asset Markets How […]
Artificial intelligence and automated decision tools are rapidly becoming embedded in the operational and compliance […]
