Mitch Avnet To Moderate Bloomberg Vault Webinar August 21st
Bloomberg Vault Webinar: Trade Reconstruction for Compliance Officers WHEN: Thursday August 21 1:00pm-2:00pm EDT Presented By: Harald Collet Global Head of Bloomberg Vault Moderated By: Mitch Avnet Managing Partner, Compliance Risk Concepts OVERVIEW: It’s only a matter of time before regulators begin requesting trade reconstruction in conjunction with regulatory exams. Are your systems ready? Join Bloomberg Vault for a webinar, Trade Reconstruction for Compliance Officers, and learn what you need to do to ensure your process is CFTC-compliant. 
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On January 14, 2026, FINRA filed SR-FINRA-2026-001 with the U.S. Securities and Exchange Commission, proposing […]
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