On January 14, 2026, FINRA filed SR-FINRA-2026-001 with the U.S. Securities and Exchange Commission, proposing […]
Mitch Avnet To Speak At Cleveland Compliance Officer Network Event

Location: McDonald Hopkins LLC, 600 Superior Ave, Cleveland, Oh 44114
Date: Tuesday August 4, 2015
Time: 3:30 pm
CPE Credit: 1 Credit
Program Agenda:
3:15 – 3:30 p.m. Registration
3:30 p.m. Molly Brown on Cybersecurity
4:00 p.m. Mitch Avnet on Managing Conflicts & Trends in Compliance Technology
4:45 p.m. Afterwards & Next meeting
On January 14, 2026, FINRA filed SR-FINRA-2026-001 with the U.S. Securities and Exchange Commission, proposing […]
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On January 14, 2026, FINRA filed SR-FINRA-2026-001 with the U.S. Securities and Exchange Commission, proposing […]
Q1 Annual Testing Kickoff The Moment That Matters Q1 is not just the start of […]
Why the First 90 Days Can Determine the Next 10 Years Executive Summary The decision […]