Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
Mitch Avnet To Speak At Cleveland Compliance Officer Network Event

Location: McDonald Hopkins LLC, 600 Superior Ave, Cleveland, Oh 44114
Date: Tuesday August 4, 2015
Time: 3:30 pm
CPE Credit: 1 Credit
Program Agenda:
3:15 – 3:30 p.m. Registration
3:30 p.m. Molly Brown on Cybersecurity
4:00 p.m. Mitch Avnet on Managing Conflicts & Trends in Compliance Technology
4:45 p.m. Afterwards & Next meeting
Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
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Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
State Trust Companies, Regulatory Evolution, and the Long Journey Toward Durable Digital Asset Markets How […]
Artificial intelligence and automated decision tools are rapidly becoming embedded in the operational and compliance […]