Compliance Risk Concepts: Senior Compliance Consultants & Executives.
Headquarters: NY
NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
View Details
Chicago
IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
View Details
Houston
TX Office
View Details
Beverly Hills
CA Office
View Details
Irvine
CA Office
View Details
Portland
OR Office
View Details
Charleston
SC Office
View Details

What You Need To Know About Material Non-Public Information (MNPI)

What You Need To Know About Material Non-Public Information (MNPI)

Whether you are a small-town doctor or a powerful hedge fund manager - the SEC doesn’t discriminate! If you are abusing your fiduciary duty and use material, non-public information to trade securities - you will be caught and you will be charged with insider trading.

Combat insider trading within your firm by learning the right questions to ask and developing the right internal controls and processes to mitigate this risk.

Download What You Need To Know About MNPI

Enter your information below to download your complimentary copy of What You Need To Know About Material Non-Public Information (MNPI) by Lilian Colpas.

Sending

Click Only Once Please!  Processing may take up to 90 seconds

RECENT POSTS

Copyright Compliance Risk Concepts | All Rights Reserved © 2021 | Privacy Policy
magnifier