Compliance Risk Concepts: Senior Compliance Consultants & Executives.
Headquarters: NY
NY Office
Compliance Risk Management Services
  • 40 Exchange Place, Suite 402 New York, New York 10005
  • 646-346-2468
View Details
Chicago
IL Office
  • 560 West Washington Blvd. Suite 340 Chicago, IL 60661
  • 312-471-1601
View Details
Houston
TX Office
View Details
Beverly Hills
CA Office
View Details
Irvine
CA Office
View Details
Portland
OR Office
View Details

RegEd Compliance Alliance Conference

RegEd Compliance Alliance Conference

 

RegEd 2015 Compliance Alliance Client Conference

Date: May 4-6, 2015
Location: Raleigh Marriott City Center | Raleigh, NC

Join financial services CCOs, Compliance Professionals, senior representatives, regulators and former regulators and gain a new understanding of expanding and new compliance obligations. Learn how other firms are working through their challenges and learn best practices from regulators, leading consultants, RegEd and industry peers.

How Firms have Implemented New Supervision Rules
Mitch Avnet On Panel Discussion
Date: Tuesday May 5, 2015
Time: 3:15-3:45 pm

Regulatory Change Management Best Practices
Mitch Avnet On Panel Discussion
Date: Wednesday May 6, 2015
Time: 10:30-11:25 am

Click to view preliminary 2015 RegEd Compliance Alliance agenda

RECENT POSTS

Copyright Compliance Risk Concepts | All Rights Reserved © 2021 | Privacy Policy
magnifier