Join financial services CCOs, Compliance Professionals, senior representatives, regulators and former regulators and gain a new understanding of expanding and new compliance obligations. Learn how other firms are working through their challenges and learn best practices from regulators, leading consultants, RegEd and industry peers.
How Firms have Implemented New Supervision Rules
Mitch Avnet On Panel Discussion
Date: Tuesday May 5, 2015
Time: 3:15-3:45 pm
Regulatory Change Management Best Practices
Mitch Avnet On Panel Discussion
Date: Wednesday May 6, 2015
Time: 10:30-11:25 am
Click to view preliminary 2015 RegEd Compliance Alliance agenda
