RegEd Compliance Alliance Conference
Join financial services CCOs, Compliance Professionals, senior representatives, regulators and former regulators and gain a new understanding of expanding and new compliance obligations. Learn how other firms are working through their challenges and learn best practices from regulators, leading consultants, RegEd and industry peers.
How Firms have Implemented New Supervision Rules
Mitch Avnet On Panel Discussion
Date: Tuesday May 5, 2015
Time: 3:15-3:45 pm
Regulatory Change Management Best Practices
Mitch Avnet On Panel Discussion
Date: Wednesday May 6, 2015
Time: 10:30-11:25 am
Click to view preliminary 2015 RegEd Compliance Alliance agenda
How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
Artificial intelligence is increasingly becoming part of how financial institutions communicate with clients. From automated […]
Regulatory Update May 2026 On May 19, 2026, SEC Chairman Paul Atkins released two companion […]
How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
Artificial intelligence is increasingly becoming part of how financial institutions communicate with clients. From automated […]
Regulatory Update May 2026 On May 19, 2026, SEC Chairman Paul Atkins released two companion […]
