At CRC–Oyster, we bring decades of real-world experience working directly with major financial institutions to support your compliance needs. Our team has weathered market cycles, handled tough regulatory exams, and built strong, adaptable programs in fast-moving, complex environments. Because of this, we’re able to spot potential issues early and create practical solutions that actually work.
We work closely with your leadership team to get a clear understanding of your goals, vision, and regulatory requirements. From there, we design outsourced compliance programs that not only meet those needs but also improve your operational efficiency—letting you focus on running and growing your family office.
Our process begins with a thorough Gap Analysis, followed by a detailed Gap/Outcomes Summary with clear, discrete solutions to address possible shortfalls. This helps us uncover any weaknesses, emerging risks, and provide clear recommendations to strengthen your compliance framework.
Written Policies and Procedures
Compliance Testing and Exception Reporting
Books and Records / Recordkeeping
Code of Ethics Compliance and Attestations
AML/KYC/SAR Protocols
Form ADV and Other Regulatory Disclosures
Systems and Software Optimization
CRC–Oyster offers not just compliance oversight, but the confidence that comes from having a seasoned, battle-tested team safeguarding your operations and reputation.
