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Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Operations, Technology and Business Execution (OTBE) Services

Our team of senior operations, technology and business execution practitioners provide top-tier consulting services to clients on an as needed, project and part-time basis. The following are aspects of CRC’s Operations, Technology and Business Execution services offered, which is merely a small part of the comprehensive overview of the support we provide across the Financial Services industry.

CRC Approach

CRC partners with Financial Institutions to maintain their business and execute on their strategic roadmap. We build sound front to back-office infrastructure to support your new and existing business. In doing so, we remediate risks and ensure we strictly adhere to all financial and banking regulatory requirements and execute your business plan in a clear and concise manner. CRC works with firms to ensure our programs are executed effectively, designed to be in compliance with regulatory requirements, and technologically and operationally sound.

CRC provides support to our clients in building new businesses, enhancing current infrastructure and adhering to industry initiatives. We build an effective executable program and partner with your Technology and Operations teams to build a roadmap for your project. We identify ways to enhance your current infrastructure and integrate your operation’s organizational structure and processes with your technology architecture. By doing so we alleviate inefficiencies and risks associated with some of the most challenging issues that many of the largest Financial Institutions face, including consumer/retail banking, commercial banking, capital markets, investment management, broker-dealer and derivatives industry participants.

CRC delivers guidance and industry expertise throughout the life cycle of your project, and is available to provide continued support, all while keeping abreast of significant regulatory updates and industry best-practices that impact your business.

OTBE Services

Our support services include:

Integrating your Operational organizational structure, processes and procedures with your Technology infrastructure to ensure optimal control, performance and efficiency.

Evaluating the Technology infrastructure to identify performance gaps and the need for new technology to realize business goals.
Partnering with your business and support partners to build a governance structure and effective plan to execute on the firm’s vision.

Providing staff augmentation to support your business and for new or existing programs. Our subject matter experts have been in the industry and performed the roles that are necessary to execute your goals. They have real in the seat experience.

Advising on and implementing industry best practices, technology infrastructure and an operational model to ensure you meet regulatory and industrywide standards.
Document and implement of robust operational and technology processes and procedures to ensure minimal risk, regulatory compliance, adherence to industry rules, regulations and best practices.
Instituting and Operationalizing proven methodologies for the software development lifecycle utilizing the Agile Development Methodology.
Providing Business Analysts that are subject matter experts and knowledgeable industry practitioners. These practitioners have in depth knowledge of the Agile Software Development Methodology and seamlessly integrate with your Technology team to streamline the Product Development lifecycle
Partnering to implement best in class Operations Technology infrastructure for organizations that support new business, create resiliency, address gaps, adapt to evolving risks, and contribute to long-term success.

Focusing on risk and controls which involve systematically and procedurally addressing key risks with technology and operationally sound processes and procedures.

Documenting technology architectural diagrams and associated systematic flows and business process lifecycles front to back. Adapting industry standard and fit for purpose technology balancing your firm’s appetite for risk and revolutionary technology transformation.

Remediation and documentation of Operational and Technological identified and perceived risk to ensure control deficiencies are being effectively resolved to enable the firm to achieve the organization’s strategic objectives.
Conducting membership cost of ownership ROI analyses to access related fee savings opportunities. Review overall business processing model to identify technology and operational infrastructure for inefficiencies and remediation.
Establishing a business execution governance framework to ensure adherence to the guidelines set by business leadership. By implementing the framework, your organization can establish accountability, streamline decision making and drive better project outcomes.
Establish program and project management teams to ensure effective execution and coordination of your project by leveraging industry best practices in the field. Our practitioners possess subject matter expertise in Financial Services and the specific business initiatives you are implementing.

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