As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Sterling Talent Solutions and Compliance Risk Concepts invite you to join us on Wednesday, June 13th for the Sterling Financial Services Summit: Human Capital and Compliance - Bridging the Gap.
This afternoon thought leadership session will include Financial Services Executive from Human Resources, Talent Acquisition and Compliance.
Date: Wednesday, June 13, 2018
Time: Time: 12:30 pm - 6:00 pm ET
Location: Grand Hyatt New York, Regency Room
Mitch Avnet, Compliance Risk Concepts founder and managing partner, joins "Know your employee – ongoing rep and disclosure monitoring" Fireside Chat with Former FINRA Chief of Enforcement, J. Bradley Bennett, now a Partner in the White Collar practice at Baker Botts.
Please feel free to share with colleagues who may benefit from this event, and don’t hesitate to reach out with any questions. We hope you will be able to join us!