To All our Amazing Clients: No matter how you measure it, we want to express […]

NEW YORK--(BUSINESS WIRE)--Compliance Risk Concepts (“CRC”), through its parent company, Re-Sourcing Group, has received a significant investment […]

What: FINRA has proposed to amend Rule 3240 to strengthen the general prohibition against borrowing […]

What: The SEC recently adopted new Rule 13f-2 and related Form SHO and an amendment […]

On September 20, 2023, the SEC adopted amendments to the Investment Company Act “Names Rule,” […]

December 13, 2023 What: The SEC’s Division of Examinations has initiated a sweep of investment […]

October 20, 2023 What: The Securities Investor Protection Corporation (“SIPC”) is nearing the launch of […]

Celebrating our 10th anniversary this year, Compliance Risk Concepts (CRC) remains committed to helping businesses […]

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

September 29, 2023 Bloomberg reported that Citadel has indicated it is planning to push back against the […]