How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
Artificial intelligence is increasingly becoming part of how financial institutions communicate with clients. From automated […]
Regulatory Update May 2026 On May 19, 2026, SEC Chairman Paul Atkins released two companion […]
A new CRC-Oyster Roundtable brings together industry leaders and regulatory experts to unpack the fast-moving […]
KTVU's Alex Savidge spoke with Mitch Avnet, Managing Partner at Compliance Risk Concepts, about Coinbase […]
Mitch Avnet, founder of Compliance Risk Concepts, explains the surging popularity behind bitcoin and whether […]
Founder and Managing Partner
Managing Principal
Last week the SEC announced that it had settled charges against five more registered investment […]
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