Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Tag: Financial Services

Compliance Risk Concepts Receives Strategic Investment From MidOcean Partners Titled on Building background on black light overlay

Compliance Risk Concepts Receives Strategic Investment from MidOcean Partners

NEW YORK--(BUSINESS WIRE)--Compliance Risk Concepts (“CRC”), through its parent company, Re-Sourcing Group, has received a significant investment […]

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New finra residential supervisor location ssl approved by sec.

Regulatory News Update: New FINRA “Residential Supervisory Location” (RSL) Approved by SEC

What: The SEC recently approved FINRA’s amended rule proposal (SR-FINRA-006) to adopt new Supplementary Material […]

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