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Tag: RCA2014

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CRC Company...
April 10, 2014
Mitch Avnet Moderates FINRA and SEC Exam...

Mitch Avnet had the honor of moderating this year's RCA panel on recent FINRA and SEC exam trends. This is RegEd's 3rd year of hosting the spectacular event, that brings over 100 compliance professionals, industry experts, regulators and industry consultants together under one roof.

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