Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Andres Riera

Compliance Technology Implementation Analyst


Andres’ career began at International Compliance Solutions, a compliance consultancy serving financial services firms in Latin America, where he gained experience helping consultants service their clients. From there, he worked at PriceWaterhouseCoopers as a Due Diligence Analyst, performing enhanced due diligence on high-risk clients of large banks. After PwC, Andres joined Insigneo Securities, one of the largest independent broker-adealers in Florida, as a Regulatory Compliance Associate, where he facilitated regulatory technology implementations.


  • NASAA Series 65


  • BA in Economics from the University of Florida
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