As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Andres’ career began at International Compliance Solutions, a compliance consultancy serving financial services firms in Latin America, where he gained experience helping consultants service their clients. From there, he worked at PriceWaterhouseCoopers as a Due Diligence Analyst, performing enhanced due diligence on high-risk clients of large banks. After PwC, Andres joined Insigneo Securities, one of the largest independent broker-adealers in Florida, as a Regulatory Compliance Associate, where he facilitated regulatory technology implementations.