As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Clint has more than five years of compliance experience in the financial services industry. In his previous role, Clint supported the compliance program of an independent broker-dealer and investment adviser dual-registrant firm. Prior to that, Clint worked for a local not-for-profit organization and prior to that in the regulatory affairs department of a large electric utility. Clint graduated from Asbury College with a Bachelor of Arts degree in History. Clint also holds a Juris Doctor degree from Florida State University College of Law.