Monthly Regulatory Summary As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is […]
Jaclyn Bowdren serves as CRC’s Chief Operating Officer and is responsible for executing the company’s strategic business plans.
Jaclyn is an accomplished compliance professional with more than a decade of regulatory and operational experience. Prior to CRC, Jaclyn served as Chief Compliance Officer for Tripleshot, LLC, a broker-dealer that operated an Alternative Trading System, and played a key role in shepherding the firm through its FINRA new membership application process. Accordingly, Jaclyn has extensive knowledge of the regulatory concerns in connection with electronic trading and possesses significant insight involving regulatory reporting and the intersection of technology and compliance. Prior to Tripleshot, Jaclyn served in various roles for Aritas Securities, LLC, culminating with her promotion to Chief Compliance Officer.
Jaclyn earned her Bachelor of Arts in Psychology from the University of Massachusetts, Amherst. Jaclyn holds Series 7, 24, 63 and 99 securities licenses.