As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Jennifer is a Regulatory Compliance Professional at CRC with over 20 years of career experience in financial services. During her early career, Jennifer gained experience in back office operations and compliance, where she developed her skillset in registration, supervision and compliance. As a former CCO and AML Officer of an independent broker dealer, Jennifer managed general regulatory compliance, operations, registration, testing, training and firm risk management. She has created and implemented back office process improvements, managed compliance processes, and performed annual reviews.
Jennifer has a Bachelor of Arts in Psychology from Michigan State University and maintains the Series 7, 24, and 66 securities licenses. She also holds the FINRA / Wharton, Certified Regulatory and Compliance Professional (CRCP) designation.