As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Lilian Colpas is an accomplished compliance professional with over 18 years of legal and compliance experience. Lilian has held roles as a compliance officer for Harding Loevner and Davidson Kempner Capital Management. Lilian also worked as a paralegal for AIG and Sidley Austin.
Lilian has extensive knowledge of the rules and regulations of the Investment Adviser’s Act of 1940. Her experience includes conducting 206(4)7 reviews, managing mock SEC exams and mock audits, developing and managing compliance calendars, reviewing marketing literature, compliance forensic testing, U.S. and foreign filing requirements, automating compliance policies, AML program testing, Form ADV updates, Code of Ethics compliance, employee training.
Lilian received her BA in Criminal Justice from DeSales University and Paralegal Studies Certificate from Fairleigh Dickinson University. Lilian is a US Navy veteran and served one tour of duty in Baghdad, Iraq.