Melissa Sprafkin is a Senior Compliance Professional with more than 15 years of experience in regulatory compliance, risk management, and financial services operations. Her expertise includes NFA, CFTC, SEC and FINRA compliance, AML/KYC programs, regulatory reporting, and policy development within highly regulated environments.
Melissa previously served as Chief Compliance Officer and Vice President of Compliance at DUNN Capital Management, LLC and attended Florida State University College of Law to pursue a Juris Master’s degree in Financial Regulation and Compliance. She is recognized for her strategic approach to compliance, operational excellence, and commitment to ethical business practice and holds a Series 3 license.
