Tunisia Harrison is a highly experienced Regulatory Compliance Professional with over 15 years of experience in the financial services industry. She specializes in supervision, branch audits, advertising review, and registration compliance. Throughout her career, Tunisia has held key compliance roles at M Holdings Securities, Inc. and Cetera Financial Group, where she provided strategic guidance on regulatory matters and helped firms maintain robust compliance programs. She received her Bachelor of Arts in Communication at San Diego State University and holds FINRA Series 7, 24, 51, and 63 licenses, reflecting her deep knowledge of industry regulations. Tunisia is dedicated to helping firms navigate complex regulatory environments.
