As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
March 2022 Overview & Summary President Biden signed an executive order on Wednesday, March 9 […]
Founder and Managing Partner
Principal and Head of Execution Services
Principal and Chief Operating Officer
Principal and Head of Fund and Dealer Advisory
At sporting events, if you find yourself rooting for the referees, you just may be a Compliance Crusader!