Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
The Time is Now!: Think Tank 2.0

Meet with your peers to discuss challenges and practical solutions around the Dodd Frank Trade Reconstruction Regulation.
Date: October 22, 2014
Time: 12pm-7pm
Location: Bloomberg | 731 Lexington Ave, New York, NY 10022
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Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
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Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
The recent FinCEN advisory directing financial institutions to detect and report suspicious activity linked to […]