[Webinar] Designing a Proactive Regulatory Approach To Advisor Texting

 In Conferences and Events

A proactive approach is best when it comes to advisor-client texting. Join us to learn why!

Join our webinar on November 7th at 1pm EDT when Mitch Avnet of Compliance Risk Concepts (“CRC” ) goes online with Phil Burch of Hearsay Systems to discuss how technology can help compliance and supervision teams proactively mitigate risk for their firms and allow advisors to provide best-in-class service to their clients.

By attending this webinar, you can expect to learn:

  • Why advisors typically text for business
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  • How being proactive is the best approach to new regulations
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  • The correct design of an effective regulatory approach to business text messaging

 
 

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2019 Annual FINRA Conference