What: The proposed rule would require some investment advisers to apply certain anti-money-laundering and countering […]
A proactive approach is best when it comes to advisor-client texting. Join us to learn why!
Join our webinar on November 7th at 1pm EDT when Mitch Avnet of Compliance Risk Concepts ("CRC" ) goes online with Phil Burch of Hearsay Systems to discuss how technology can help compliance and supervision teams proactively mitigate risk for their firms and allow advisors to provide best-in-class service to their clients.
By attending this webinar, you can expect to learn: