[Webinar] Designing a Proactive Regulatory Approach To Advisor Texting
A proactive approach is best when it comes to advisor-client texting. Join us to learn why!
Join our webinar on November 7th at 1pm EDT when Mitch Avnet of Compliance Risk Concepts ("CRC" ) goes online with Phil Burch of Hearsay Systems to discuss how technology can help compliance and supervision teams proactively mitigate risk for their firms and allow advisors to provide best-in-class service to their clients.
By attending this webinar, you can expect to learn:
Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
State Trust Companies, Regulatory Evolution, and the Long Journey Toward Durable Digital Asset Markets How […]
Artificial intelligence and automated decision tools are rapidly becoming embedded in the operational and compliance […]
Anti-money laundering (AML) compliance has long been a foundational obligation for broker-dealers and a growing […]
State Trust Companies, Regulatory Evolution, and the Long Journey Toward Durable Digital Asset Markets How […]
Artificial intelligence and automated decision tools are rapidly becoming embedded in the operational and compliance […]
