{"id":8,"date":"2017-10-31T16:43:56","date_gmt":"2017-10-31T16:43:56","guid":{"rendered":"https:\/\/compliance-risk.com\/?page_id=8"},"modified":"2020-12-19T14:54:13","modified_gmt":"2020-12-19T14:54:13","slug":"home-4","status":"publish","type":"page","link":"https:\/\/compliance-risk.com\/","title":{"rendered":"Home"},"content":{"rendered":"
CRC is a business-focused team of senior compliance consultants and executives who furnish top-tier compliance advisory services to clients on an as-needed, project or part-time basis. We provide our clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program. We help organizations demonstrate a commitment to a strong risk management culture. We bring a unique tailored approach to help our clients succeed in today\u2019s challenging regulatory and economic environment, enabling and empowering our clients to manage the \u201ccost of compliance\u201d without sacrificing the necessary infrastructure and control environment.<\/p>\n For small companies that operate modest in-house compliance support groups or that have appointed a front officer producer to serve as CCO, CRC handles ongoing, routine compliance matters at a fraction of the cost of traditional resources (e.g., headcount increases, consulting with outside counsel on compliance-related matters). For larger companies that employ a CCO, General Counsel or more robust in-house staff, we serve in an overflow capacity, acting as an extension of the in-house team to ensure your compliance program is properly functioning, manage spikes in workload or address underserved areas of your business.<\/p>\n The Problem at its Core: During the past decade, financial services providers have experienced an exponential increase in regulatory scrutiny. Beginning with the 2008 financial crisis, regulators have ratcheted up their expectations with respect to the degree to which firms must focus on compliance and risk as well as the resources that must be devoted to such endeavors.<\/p>\n We offer compliance consulting services in the following areas:<\/p>\n \u200bMitch and CRC have, thus far in our relationship, lived up to their promises. And what we value even more is that they\u2019re quick to respond to anything we ask of them, and they\u2019re thoughtful and precise in their responses. We are glad to have come across them in our search for a compliance consultant and are excited to be retaining them for the foreseeable future. Turning Risk Into Reward For Your OrganizationCRC is a business-focused team of senior compliance executives […]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"pmpro_default_level":"","footnotes":""},"acf":[],"yoast_head":"\n
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\nTurning Risk Into Reward For Your OrganizationCRC is a business-focused team of senior compliance executives providing top-tier compliance risk management services to clients on an as-needed, project or part-time basis.Contact Us<\/a>Stop Hunting and Gathering and Start Analyzing and Guiding!Organizations are utilizing highly qualified \/ skilled human capital to essentially act as \u201cAggregators.\u201d Compliance Risk Professionals have less time to focus on project risk management tasks.Contact Us<\/a>CRC Professional Service Model & VerticalsWe are a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals.Contact Us<\/a>
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\nOrganizations are struggling AND failing to establish adequate compliance with operational risk management programs<\/strong><\/p>\n
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\n<\/a><\/p>\nWhat Our Clients Say<\/h2>\n
\n\u200bChris HammIndependent Financial Partners I Chief Operating Officer<\/cite>
\nSince our firm\u2019s inception, we\u2019ve partnered with Compliance Risk Concepts to help us navigate the compliance process as a new independent equity research provider. Even with an experienced full time Chief Compliance Officer on staff, we found CRC\u2019s services to be extremely valuable to establishing our policies and procedures as well as client onboarding. Mitch helped us understand from the beginning what was required in order to meet and exceed the compliance needs of the buyside, even down to a firm level. From a service perspective he\u2019s been very responsive. Mitch is willing to jump on calls at a moment\u2019s notice and respond to our questions in a thorough and timely manner. Having Mitch and CRC as a trusted advisor augments our firm\u2019s credibility from a compliance perspective that we felt strongly enough to mention CRC\u2019s name on our own company website.
\nTom PalenschatEdgewater Research | Sales, Partner<\/cite>
\nCompliance Risk Concepts has proven easy to work with. I appreciate their professionalism and speedy responses to my requests. Having been on Wall Street for 20+ years, I find that -- unfortunately -- this isn't always the case with compliance entities. Thank you Compliance Risk Concepts!
\nMark KalinowskiKalinowski Equity Research LLC | President & CEO<\/cite>
\nThe entire team at CRC is vital to everything we do at Melius. Jeanine in particular is a key factor in our team\u2019s ability to deliver high quality content to clients in a faster, more efficient, and higher quality way than we ever thought possible.
\nCarter CopelandMelius Research | Founding Partner<\/cite>
\nJeanine has been a great partner for us. Quick responses, helpful feedback, and a commercial mindset. She understands the needs of our customers and is very strong in understanding key compliance trends. She has earned our trust.
\nScott DavisMelius Research | Founding Partner - CEO<\/cite>
\nMitch and the CRC team are such a pleasure to work with! I treasure their real world approach to addressing my business\u2019s needs. They never allow anything to go over my head, so I always am kept in the loop. Thanks And Keep up the Great Work!
\nMelissa MonetteSocial Media Marketing Consultant | OpenMoves<\/cite>
\nIn nearly two decades of working with financial services execs, I\u2019ve had the honor of working with a number of visionaries. These are often compliance and risk execs who have the ability to see beyond regs and into what matters most to advisors and their clients while still keeping a strong focus on protecting the firm\u2019s reputations. Mitch ranks among the best I have -known. His ability to see his way through a problem to the practical is unique and compelling. I would recommend him without hesitation.
\nJohn SchobelChief Executive Officer | RegEd<\/cite>
\nAs the CCO for a financial services firm, it is important that I find ways to help control risk, improve efficiencies and keep up with the ever changing regulatory landscape. One of the best ways to do this is by engaging a professional consulting firm like CRC. CRC is the perfect partner for my Firm. Mitch and his team are true professionals with a great deal of industry experience and strong relationships with leading technology and solutions vendors. Through CRC\u2019s efforts, I am confident we will be able to keep up with regulatory changes, reduce our risk, and improve our overall compliance program. If having a strong, organized, and relevant compliance program is important to you and your firm, I would highly recommend you contact CRC!
\nSteven CohenManaging Director, CCO | Cowen Group, Inc.<\/cite>
\nCRC has definitely helped me with achieving operational and strategic goals for my compliance program and I couldn\u2019t be happier. Our relationship has only gotten better over time and we value the expertise, collaboration, and problem solving skills they bring to the relationship as we continue to improve and adapt our program to address new and changing regularly requirements and fiduciary.
\nLinda RidolfiChief Compliance Officer | Penn Capital Management Company, Inc.<\/cite>
\nIn today\u2019s rapidly changing regulatory environment along with the ever constant drive for efficiency, CRC is the perfect partner to support our strategic business plan as well as our day to day challenges.
\nPaul DiBenedettoEqualfuture<\/cite>
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