U.S. Securities and Exchange Commission<\/a>, Mary L. Schapiro helped strengthen and revitalize the agency; oversaw a more rigorous enforcement program; and, shaped new rules by which Wall Street must play.<\/p>\nChairman Schapiro\u2019s priorities at the SEC included reinvigorating a financial regulatory system that must protect investors and vigorously enforce the rules; and working to deepen the SEC\u2019s commitment to transparency, accountability, and disclosure while always keeping the needs and concerns of investors front and center. During her tenure, the agency\u2019s dedicated work force brought a record number of Enforcement actions, swiftly reacted to the May 6, 2010 Flash Crash, and achieved significant regulatory reform to protect investors.<\/p>\n","protected":false},"excerpt":{"rendered":"
Beautiful day in Washington D.C., as Mitch Avnet had an opportunity to connect with former […]<\/p>\n","protected":false},"author":2,"featured_media":7206,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"pmpro_default_level":"","footnotes":""},"categories":[8],"tags":[],"acf":[],"yoast_head":"\n
Former SEC Chairperson, Mary Schapiro Shares Insights - Compliance Risk Concepts<\/title>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\t\n\t\n\t\n\n\n\n\n\n\t\n\t\n\t\n