• Home
  • About CRC
    • Testimonials
    • Executive Leadership and Team
      • Mitch Avnet
      • Jaclyn Bowdren
      • David J. Amster
      • Roland Reyes
    • The Electronic Flipbook
  • Compliance Problem
  • Service Model & Verticals
    • Broker Dealer Compliance Services
    • SEC and State Registered Investment Adviser Support
    • National Futures Association (NFA) Compliance Support
    • Enterprise Compliance Risk Management
    • Financial Operational Principal (FINOP) Services
    • Blockchain Assets and Cryptocurrency Consulting
    • Research Supervisory Analyst (SA) Services
    • Expert Witness Services
    • FinTech Compliance
    • Anti-Corruption and Ethics
    • Risk Resource Solutions
    • Independent Due Diligence
    • Money Services Businesses
    • Control Room Compliance
    • Research Compliance
  • Compliance Blog
  • Compliance TV
  • Contact Us
    • CRC New York, NY Office
    • CRC Chicago, IL Office
    • CRC Houston, TX Office
    • CRC Beverly Hills, CA Office
    • CRC Irvine, CA Office
    • CRC Charleston, SC Office
    • CRC Portland, OR Office
    Compliance Risk Concepts: Senior Compliance Consultants & Executives. Compliance Risk Concepts: Senior Compliance Consultants & Executives. Compliance Risk Concepts: Senior Compliance Consultants & Executives. Compliance Risk Concepts: Senior Compliance Consultants & Executives.
    • Home
    • About CRC
      • Testimonials
      • Executive Leadership and Team
        • Mitch Avnet
        • Jaclyn Bowdren
        • David J. Amster
        • Roland Reyes
      • The Electronic Flipbook
    • Compliance Problem
    • Service Model & Verticals
      • Broker Dealer Compliance Services
      • SEC and State Registered Investment Adviser Support
      • National Futures Association (NFA) Compliance Support
      • Enterprise Compliance Risk Management
      • Financial Operational Principal (FINOP) Services
      • Blockchain Assets and Cryptocurrency Consulting
      • Research Supervisory Analyst (SA) Services
      • Expert Witness Services
      • FinTech Compliance
      • Anti-Corruption and Ethics
      • Risk Resource Solutions
      • Independent Due Diligence
      • Money Services Businesses
      • Control Room Compliance
      • Research Compliance
    • Compliance Blog
    • Compliance TV
    • Contact Us
      • CRC New York, NY Office
      • CRC Chicago, IL Office
      • CRC Houston, TX Office
      • CRC Beverly Hills, CA Office
      • CRC Irvine, CA Office
      • CRC Charleston, SC Office
      • CRC Portland, OR Office

    Archives

    Monthly Archive for: "May, 2019"
    Home » Archives for May 2019
     CRC-TV Sold with Jim Ryan
    By CRC
    In Compliance Risk Management Videos, Compliance-TV
    Posted May 29, 2019

    CRC-TV Sold with Jim Ryan

    Sold with Jim Ryan. In this episode of CRC-TV, we hit the streets of NYC with Jim Ryan, Director of Business Development at Compliance Risk Concepts discuss the art of sales and what he will be [...]

    0
    Read More
     2019 Summit Takeaways: Compliance Trends in Advisor Communications
    By Mitch Avnet
    In Compliance/ Risk Management, Conferences and Events
    Posted May 23, 2019

    2019 Summit Takeaways: Compliance Trends in Advisor Communications

    Mitch Avnet had the privilege of moderating a session on “Compliance Trends in Advisor Communications” at Hearsay Summit this year. The session was well attended by compliance officers from [...]

    0
    Read More
    By Rose
    In Uncategorized
    Posted May 16, 2019

    Download Our Monthly Bulletin

    Please complete the form below to download your copy of the CRC Monthly Bulletin.

    0
    Read More
    By Rose
    In Uncategorized
    Posted May 16, 2019

    Thank You For Your Interest

    Thank you for contacting Compliance Risk Concepts. Download you Monthly report here.

    0
    Read More
     The Compliance Boom In Banking | The Economist
    By CRC
    In Compliance/ Risk Management, Financial Articles, Industry News
    Posted May 10, 2019

    The Compliance Boom In Banking | The Economist

    (The Economist | May 2019) Excerpt from the article Rise of the No Men The past decade has brought a compliance boom in banking. A recent episode of “Billions”, a television drama about Wall [...]

    0
    Read More
     DOJ Signals Compliance Fixation with Recent Opioid Charges
    By CRC
    In Compliance/ Risk Management, Industry News
    Posted May 1, 2019

    DOJ Signals Compliance Fixation with Recent Opioid Charges

    Mitch Avnet shared his thoughts on pharmaceutical compliance and the opioid crisis in the following Law360 article titled With Opioid Charges, DOJ Signals Compliance Fixation by Alison Noon. [...]

    0
    Read More

    CRC
    New York Office
    Chicago, IL Office
    Houston, TX Office
    Irvine, CA Office
    Beverly Hills, CA Office
    Charleston, SC Office
    Portland, OR Office

    Service Model & Verticals
    • Broker Dealer Compliance Services
    • SEC and State Registered Investment Adviser Support
    • National Futures Association (NFA) Compliance Support
    • Enterprise Compliance Risk Management
    • Financial Operational Principal (FINOP) Services
    • Blockchain Assets and Cryptocurrency Consulting
    • Research Supervisory Analyst (SA) Services
    • View All Services
    Latest Articles & Videos
    • Monthly Regulatory Review and Outlook (December 2020)
      Monthly Regulatory Review and Outlook (December 2020)
      December 4, 2020
    • Monthly Regulatory Review and Outlook (November 2020)
      Monthly Regulatory Review and Outlook (November 2020)
      November 6, 2020
    • Monthly Regulatory Review and Outlook (October 2020)
      Monthly Regulatory Review and Outlook (October 2020)
      October 20, 2020
    CRC Newsletter

    Stay updated with all latest updates,upcoming events & much more.

    Subscribe Now

    Latest Tweets
    • 🗓 Today we honor the legacy of Martin Luther King, Jr. #MLKDay https://t.co/yEkaeoYP84 9 hours ago
    Copyright Compliance Risk Concepts | All Rights Reserved © 2018 | Privacy Policy
    Compliance Risk Concepts Compliance Risk Concepts
    Contact Us

    We're not around right now. But you can send us an email and we'll get back to you, asap.

    Subscribe

    We respect your privacy. We will never share your name & email with any 3rd party.

    CRC NEWSLETTER

    Stay current with all latest updates, upcoming events & much more.
    *Terms and conditions apply.
    close-link